The Series 63 is a state licensing exam
The Series 63 covers the principles and rules relating to ethical business practices in the securities industry. The test is intended to provide a basis understanding of uniformed state law and regulations related to the securities industry.
The Uniform Securities Agent Law Exam is a 65 multiple-choice test covering the topics listed in the Series 63 study guide. It is a 65 question exam with 60 of the questions counting toward the final score. 5 of the questions are experimental questions that may or may not appear on graded tests in the future.
STUDY TIME
Most applicants find a week or even 2-3 days is enough to prepare and study for the Series 63 exam. It is largely memorization and understanding of rules and regulations. There is little or no math involved, unlike the Series 7 or Series 6 which will have some calculations on cost and price of securities.
SPONSORSHIP
No Sponsor is needed the take the Series 63 or other NASAA exams. This is different than FINRA Broker exams which do require Brokerage Firm Sponsorship.
COURSE OPTIONS
American Investment Training provides online and course book training to pass the Series 63 Exam.
COURSE FEATURES
SERIES 63 LICENSE COURSE BOOK
E BOOK LEARNING
SERIES 63 CLASSES BY VIDEO
TEST STUDY PLANNER TO HELP YOU PREPARE AND STAY ON SCHEDULE
EXAM QUESTIONS AND ANSWERS SOFTWARE
PASS OUR SERIES 63 PRACTICE EXAMS AND YOU WILL PASS THE EXAM
VISIT AMERICAN INVESTMENT TRAINING FOR ALL COURSE OFFERINGS.
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