HOW TO GET YOUR SERIES 63 LICENSE - HOW TO STUDY AND SIT FOR THE SERIES 63 EXAM - SERIES TEST

The Series 63 is a state licensing exam 

The Series 63 covers the principles and rules relating to ethical business practices in the securities industry. The test is intended to provide a basis understanding of uniformed state law and regulations related to the securities industry.

The Uniform Securities Agent Law Exam is a 65 multiple-choice test covering the topics listed in the Series 63 study guide. It is a 65 question exam with 60 of the questions counting toward the final score. 5 of the questions are experimental questions that may or may not appear on graded tests in the future. 

STUDY TIME

Most applicants find a week or even 2-3 days is enough to prepare and study for the Series 63 exam. It is largely memorization and understanding of rules and regulations. There is little or no math involved, unlike the Series 7 or Series 6 which will have some calculations on cost and price of securities. 

SPONSORSHIP

No Sponsor is needed the take the Series 63 or other NASAA exams. This is different than FINRA Broker exams which do require Brokerage Firm Sponsorship.

COURSE OPTIONS

American Investment Training provides online and course book training to pass the Series 63 Exam. 

COURSE FEATURES

SERIES 63 LICENSE COURSE BOOK

E BOOK LEARNING

SERIES 63 CLASSES BY VIDEO

TEST STUDY PLANNER TO HELP YOU PREPARE AND STAY ON SCHEDULE

EXAM QUESTIONS AND ANSWERS SOFTWARE

PASS OUR SERIES 63 PRACTICE EXAMS AND YOU WILL PASS THE EXAM

VISIT AMERICAN INVESTMENT TRAINING FOR ALL COURSE OFFERINGS. 

HOW TO TAKE AND PASS THE SERIES 65 EXAM - BECOME A RIA INVESTMENT ADVISER SERIES 65 HOW TO SIT NO SPONSORSHIP SERIES 65

HOW TO TAKE THE SERIES 65 EXAM - GET LICENSED SERIES 65 RIA

The Series 65 is the license that is needed to be a Registered Investment Adviser. The Uniform Investment Adviser Law Examination consists of 130 questions plus 10 pretest questions covering the materials outlined in the following study outline. Applicants are allowed 180 minutes to complete the examination. 72% is the passing grade needed to pass the Series 65 exam.

NO SPONSORSHIP FROM A FIRM IS REQUIRED TO SIT FOR THE EXAM

The Series 65 Exam consists of 130 graded multiple choice questions. Each person has 180 minutes to compete the test. To pass the Series 65, you must get a 72% passing score. There is not sponsorship required to take the Registered Investment Adviser License Exam.

The Exam covers Topics Including:

Economic factors and concepts - U.S Dollar inflation, economic indicators and reports and trade deficits

Types of risk - economic, market, inflation risk etc. 

Investment Product types and characteristics - Such as Government, municipal and corporate bonds and how their price and yield work along with marketability

Equity products - common, preferred stock, variable annuity - characteristics, risk and suitability

Ethics and laws dealing with customers and investment products and management - Fees, costs and unlawful representations concerning registrations, including conflicts of interest and other fiduciary issues  

SERIES 65 STUDY COURSE

Pass the SERIES 65 using our complete study program. The course includes a full study manual, updated online test questions, video, glossary of terms. study calendar and more! 

Once you register for the course, you will access to:

Study Calendar

License Exam Study Book

Online databank of test questions

Series 65 Video Library

Practice Exams

Midterm Exam

Test taking tips

VISIT AMERICAN INVESTMENT TRAINING FOR THE ONLINE SERIES 65 LICENSING COURSE