Series 63 Online Pass Guarantee Training Course - Series 63 Licensing

Pass the Series 63 exam with a fully guaranteed pass or no pay policy.

Series 63 - The online training includes 5 sections covering the exam, chapter quizzes and 7 full, accurate and updated Series 63 Tests.

Student progress is tracked and exam test scores are logged, so you can always see where you are at. We are also available to advise you on whether you are ready to sit for the 63. You can view a sample of the delivery and course topics by visiting the on line link below.

Other licenses available. If you have American Investment Training books and cd study prep - the online course section using the links ahead can be a great supplement to your study. If you are using other books (perhaps inferior or out of date), then the virtual courses can be exactly what you need to pass your exam!

Online topics include:

• Introduction to the Series 63
• Uniformed Securities Law
• Securities Definitions
• Registrations of Brokers and Securities
• SEC Law
• More

NO SPONSORSHIP FROM A BROKERAGE FIRM IS REQUIRED

BEGIN HERE:

Series 63 - Series 7 - Series 65 and more.......

https://learning.firesolutions.com/form/3155

Series 7 Independent Broker - Become a Series 7 Broker - Sponsorship

Become an Independent Stockbroker or Financial Adviser

Learn how to get sponsored for the Series 7 exam. How to become an independent broker. Complete breakdown of all licenses. Product education and much much more.

Get the "How To become a successful broker and adviser" Ebook. Originally written in 1999. Thousands sold. UPDATED for 2016. Know what you need to know! - download it now. Use it ongoing.....

If you are starting a broker or advisor career, this book will help you. This industry is too large to rely on myths or what one particular brokerage firm is telling you. We work with hundreds of them - training their brokers and employees for the Series 7, Series 6 and other exams. Most firms are not all the same. Your career goals and specialties may not be the same.

Features include:

• Introduction to a career as a stockbroker and financial advisor
• How companies hire
• Firms to avoid
• Discussion of all licenses and ones you should consider
• Working as an Independent Broker
• How Large firms and small work
• Insurance and Investment Product Carriers
• and More career information....
• Series 7 Sponsorship
• Series 6 Sponsor

Series 7 - Series 65 - Series 66 - Series 63

Get the BROKER GUIDE HERE

Or to get licensed NOW:

FINRA EXAM ONLINE STUDY COURSES

New York Insurance Live and Health Insurance Course - Life, Health Exam Online Licensing

We are fully accredited provider of insurance pre-license education course ware for New York. Because our training is entirely online and the lessons can be taken when you have time, our courses are perfect for today's hectic schedules.

We offer comprehensive training to help you ramp up your insurance career in New York. Be sure to check with your state to make sure you are meeting the requirements in New York prior to enrolling.

The Online Prep Course will allow you to learn and remember the critical insurance vocabulary, concepts and products that will be tested on your State Licensing Exam. You'll find no fluff, no nice-to-know, no war stories just the essential information that you will need to obtain your license. This crucial knowledge is presented in easy to read, user-friendly language that is devoid of legal complexities and legislative mumbo-jumbo. We've even taken care to clearly define the insurance terms before we use them.

Your state insurance regulators built an Exam Content Outline which dictates the information which we must include in the Online Course and Resource Guide. Parts I through III of the Course and Resource Guide make up the 'national core' portion (useful in any state). Part IV is the State Law section of your course.

The New York Life and Health Resource Guide mirrors the content, sequence and style of the Online Course. It fleshes out the subject matter, serves as a useful reference and provides a format that can be easily highlighted to organize and reduce the tedium of note taking. Our team of editors includes classroom instructors, insurance company trainers and testing engineers who have actually built insurance exams for use across the country. The Sagamore editorial team has as its motto, 'Dull is a 4 letter word.

If you should fall short on your first attempt to pass the State Exam, you are encouraged to send your results to your instructor. He will analyze your scores and develop a personalized review plan to organize your study and deliver it to you by email. You can then focus your efforts on the material that is most likely to produce a passing score on your next attempt.

BEGIN NEW YORK LIFE AND HEALTH COURSE

Become an Independent Broker with Series 7 Sponsorship

Learn how to Become an Independent Stockbroker or Financial Adviser. 

• Series 7 Sponsorship
• Set up your own firm
• Have a Series or Series 6 before joining a firm
• Learn all the exams and licenses
• Industry Salaries
• Sales Techniques

This Investment Broker Ebook has sold thousands! and has been updated several times. Packed with valuable information on licensing, sponsorship, independent broker programs, Series 7 Outline, and outlines for the Series 63 and 65, full breakdown of all licenses, testing procedures, test center sites, sales and much more! Over 50 Pages.

All the inside information you need from American Investment Training! - The leader in financial licensing for Broker Professionals. This Broker Guide also includes the full exam outline for the Series 7. Get the edge! Emailed same day!

Get the BROKER GUIDE HERE

Maryland Insurance Pre License Course - Life and Health Licensing MD

Many Series 7 broker will add life and health licensing so they can offer many lines of insurance products for greater commission.

American Investment Training provides insurance licensing for all states. 

We are fully accredited provider of insurance pre-license education course ware for Maryland. Because our training is entirely online and the lessons can be taken when you have time, our courses are perfect for today's hectic schedules.

We offer comprehensive training to help you ramp up your insurance career in Maryland. Be sure to check with your state to make sure you are meeting the requirements in Maryland prior to enrolling.

1. dentifying the critical information that will appear on the State Exam
2. Mastering that information
3. Demonstrating your proficiency by passing a standardized test

Exam4Caster offers 4 practice exams with over 450 questions. Every question includes valuable feedback to clarify your understanding and help you pass your state exam.

Maryland Life and Health Course

Stock and Option Hedging - Long Stock Writing Options - Series 7 Tutorial

Buying Stock and Writing (selling) call options as a hedge is a long practiced options strategy for decades. It is also a position that is tested on the Series 7 exam and what Brokers-Traders need to know.

A stock hedge with writing call options is an income strategy - also called covered call writing.

Selling or shorting call options on their own is a dangerous undertaking in the stock trading markets. Shorting option contracts that are NOT covered requires that person to deliver (sell) shares of stock to the call holder at a specific price. If the writer does not own the stock, there is an unlimited loss potential - since the stock can rise to an infinite amount.

Owning the stock "covers" the option. If the option is exercised, the stock is used to fulfill the obligation on the contract.

Strategy Example

Long 100 Shares @$80
Short 1 Feb 85 Call for $300

The Maximum gain, loss and break-even are all tied to the stock performance and the premium received on the option.

The break even is 77. The stock is owned at 80, but the investor received a $300 premium which lowers the overall cost to $7700

The Maximum loss is that total outlay of money. $7700. The $8000 of stock could decline to zero, but the $300 would be retained.

The Maximum gain is the difference between the purchase price and the strike (sell) price on the contract.  That difference is $300 + $300 for the premium received for a total maximum gain of $600.

TAKE A     PASS GUARANTEE ONLINE SERIES 7 COURSE 

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Series 65 Online Course with Pass Guarantee

American Investment Training 

SERIES 65 INVESTMENT ADVISER 

PASS Guarantee Online Course

No Sponsorship needed

Our virtual Series 65 university offers:

• 8 Practice Final Exams with over 1100 questions
• 20 sections covering every topic on the Series 65 with 20 Practice Subject Quizzes with Accurate and Very Detailed Answers
• Extra Hard Copy Exams on Request (included with course price)
• Printable PDF Exams
• Glossary Links
• Tutor Slides and Instructor Notes
• Unlimited phone and email support
• PASS Guarantee - Can't beat THAT!

Over 15 years of online training experience.

If you complete all sections of the training and pass the practice exams, you will then take a Series 65 Greenlight Exam - Once THAT is passed you are good to go! Guaranteed!

LEARN MORE:  SERIES 65 TRAINING

Types of Brokers and Their Roles

Brokers fulfill many roles, they serve as facilitators, negotiators and intermediaries. They are however essentially mediators between two parties who come together in the process of buying and selling. The broker takes the position of being in the middle to negotiate the best deal for his clients. Brokers also help their clients with making financial decisions, and help them choose the best investments. Brokers are paid on commission basis, and a get paid a percentage of the transaction of the sale once it is complete.

You will find brokers across many sectors of the financial and commodities industries. You will find insurance brokers, mortgage brokers, stock brokers, real estate and real-estate brokers, just to name a few. And in each sector they take the roll as intermediary between buyer and seller.  

Insurance brokers: Insurance brokers act as the intermediary between the insurer and the insured. An insurance broker helps his/her client to choose the best insurance policy for their needs and also helps process all the documentation. An insurance broker is different from an insurance agent in that the agent represents an insurance company and only sells insurance products from that particular company.  An insurance broker on the other hand is the representative of the insured only, and usually works with several insurance companies to look for the best deal for their client.

Real estate broker:  When it comes to real-estate, a broker acts as an intermediary in the buying selling or leasing of the property. When their client is a buyer they can help the client to buy a property at the top price And when their client is a seller they can help them sell at the highest price too. They also advice and guide both parties through the buying or selling process. 

Stock brokers: Stock brokers buy and sell stock and other securities in a corporation on behalf of either an individual person or a company. It is their job to connect buyers and sellers.  They have the duty and obligation to behave fairly, and act in the clients' best interest of both parties. Brokers also act as advisories for investors, helping them with investment decisions and financial management.  

High-end brokers and cheaper brokers: When it comes to making investment decisions, brokers can either advice you on your different investment options as well as do all the research for you having all your personal financial details in hand, or they can advice you and have you do your own research.

PASS YOUR SERIES 7 EXAM GUARANTEED

High-end brokers: When it comes to doing the research and the planning of your finances, the high-end broker will do it for you. They usually have a team of researchers working for them, as they study the market and how it is fairing. Brokers study the market and have to predict when it will be best to buy and sell, depending on the indicators.

Online brokers: Online brokers can be found by going to brokerage web sites. On the websites they have a list of investment information for you to access, such as investment databases, graphs and investment tips. They basically offer you the information and you have to take it from there.

Discount brokers: The same applies for the discount broker, although once you have made your decision he will help you with the paperwork.

LEARN HOW TO BECOME A LICENSED STOCKBROKER HERE

Become a Bond Broker - How to sell bonds to institutions

Learn how to sell bonds to Banks, Credit Unions and other institutions.

Sell 

CMO's
Negotiable CD's
Jumbo CD's
Mortgage Backed Securities

Much more!

This guide will also show how to obtain publicly available information on the institution, including the bonds and securities they currently hold, and when they bought them. These institutions normally buy their bonds in increments of $250,000 - $5,000,000. Institutional brokers rely on fixed maturities of these securities for reinvestment. A terrific market, but you need to know what your doing first. This will show you how.

Learn the inner workings of the bond market which will give you a great edge to sell to institutional and wealthy investors. Having a strong book of bond investors can provide steady and growing money management opportunities.

SELL BONDS TO INSTITUTIONS EBOOK HERE

Series 87 Licensing Course Training - Pass Series 87 Exam

Registered Research Analyst (Regulations)

Pass the Series 87 with American Investment Training . The Research Analyst examination is the Regulations portion of the Series 86/87 examination. Our series 87 training course covers all of the topics needed to pass the series 87 exam.

The Series 87 self-study courses allow you to learn on your own with updated study materials, Series 87 practice exams, and private tutor access services. You receive easy-to-understand study manuals and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered.

Our self-study courses allow you to learn on your own with the most up-to-date study materials, prep tests, and support services. You receive easy-to-understand study manuals and practice tests with detailed explanations along with a toll-free number to call when you need specific questions answered. 

SERIES 87 STUDY MATERIALS HERE

Series 10 Online Course - Pass guarantee

Pass the Series 10 guaranteed.

No books required: PASS GUARANTEE - Monitored, Tutor Support. "No Pass No Pay"

New Questions Added!. This is a complete self study program. Our tests are usually 5 points more difficult than the actual exam.

Begin the Series 10 online here

Series 6 online course - PASS Guarantee on the real Series 6 exam

Our online course comes with a full pass guarantee and free access to private tutors to make sure you pass the Series 6 the first time.

TAKE THE SERIES 6 PASS GUARANTEE COURSE 

Pass Guarantee Series 7 Course

Pass the Series 7 Guaranteed

Full Money Back Guarantee if you do not pass.

TAKE THE COURSE HERE

New Courses for Licensing: Series 57 - Series 22 - Series 17

Series 17 Course Training

Our Self-Study course includes Print Study Manual and Online Final Exams.

Series 22 Courses

Book and Online Exams

Our self-study courses allow you to learn on your own with the most up-to-date study materials, prep tests, and support services. You receive easy-to-understand study manuals and practice tests…

Series 57 Exam Training

SERIES 57 - SECURITIES TRADER EXAM

Our self-study course includes our Print Study Manual and Online Final Exams. Exams can be taken using our Q&A method, receiving immediate feedback after each question and then in test mode to experience the actual exam.

Get these and all licensing courses at:

AIT Finance Career

Series 7 Sponsorship - Series 6 Series 24 Sponsor

We have Independent brokerage firms who will sponsor for the Series 7 exam, series 6 exam and Series 24.

Sponsorship is available for FINRA exams. American Investment Training can help.

Contact aitbroker@gmail.com

Get the license you want and need.

Updated Series 7 Training Course - Full Package Licensing Course

Complete combination package to get your Series 7 License. Course includes:

Self-Study course includes Print Study Manual, Online Final Examinations, Online Flashcards and On-Demand Lecture. Examinations can be taken using our Q&A method, where you receive immediate feedback after each question, and then, in test mode, which simulates the Regulatory Examination. 

The Online Flashcards are available for 90 days from first use. The On-Demand Lecture provides you with the experience of a live class, but with the advantage of training as your schedule allows. The On-Demand Lecture is available for 90 days from first use.

GET THE SERIES 7 COURSE HERE - FULL VIRTUAL PRIVATE TUTOR SUPPORT!

Become a Stockbroker - Series 7 Sponsorship, Series 6 Sponsor

Get up with a Series 7 licensing - including sponsorship to sit for the exam. Opportunities to become an independent Broker or Financial Adviser

Series 7
Series 6
Series 24
Series 65
and more

Our firm can sponsor you for these exams.

Opportunities for CPA's, Attorneys, mortgage brokers or anyone looking for sponsorship and set up for these exams.

Email me with your situation and the state you live in.

aitbroker at gmail dot com

Thank You
Nick
AIT

Futures and Commodities Licensing - Series 3 Training Course

Series 3 Book and Software Training Course

This is the complete Series 3 Book and CD Test Simulator combo course from American Investment Training. It is fully updated in it's 20th edition with "exam tough" practice questions and full study text.

Study Book with over 200 pages - over 500 Chapter and Final Exam questions with detailed Answers.
Two simulated Final Exams with complete explanations.
Computer CD Test Simulator - multiple chapter exams with explanation for each 10 chapters. 5 Final exams with explanations.The exam software contains additional Series 3 Practice questions. AND FREE tutorial help!



Series 3 Prep Course here

Series 7 Licensing Sponsor - Get Sponsored for the Series 7

American Investment training can show you how to become an independent broker with Series 7 sponsorship.



GET THE BROKER GUIDE HERE

Series 10 Training Course - Pass the Series 10 Guaranteed

Take the top online course available for the Series 10 exam. Pass the test or your money back guarantee

Series 9 and 10 - These courses can be taken separately or together. The Series 9 has 4 separate sections, topic tests, 5 finals and special readiness Exam. The Series 10 provides 11 learning modules, practice quizzes, mid term and accurate finals.

"The Series 9 and Series 10 license is for NYSE managers to supervise branch activities. You must have a Series 7 license before taking either the Series 9 or the Series 10 exam. All study material, including test questions and answers are all updated for current exam content."

BEGIN THE GUARANTEED COURSE HERE

Series 66 Licensing Courses - PASS Guarantee or Refund online series 66 training

Series 66 - This online course includes the 10 topic areas you need to pass the exam, 8 prep finals with printed PDF tests available on request.

* All of our Training Prep Courses come with full support, Instructor tutor notes/help and PASS GUARANTEE. We provide everything you need to pass the exams the first time!



All courses come with unlimited support and PASS guarantee. Just some of the license training course benefits from us include: thousands of practice exam questions by subject and accurate final exams with detailed answers, Live tutor sessions, tracking of license training progress and the highest pass rates in the industry - All Online!

Start the Series 66 Course HERE

Series 6 exam online course with tutoring - Series 6 Licensing Pass Guarantee

Pass the Series 6 exam guaranteed with the online monitored course - including full tutorial support via online, phone and email.

Series 6 - 13 Subjects with Instructor Notes and Tips throughout the Course. Almost 30 Topic Tests and 8 Final Exams! Printable Exams Available.



TAKE THE SERIES 6 COURSE HERE - And pass the exam with a money back GUARANTEE

American Investment Training



SERIES 6 SPONSORSHIP

Series 65 Online Training Course - PASS Guarantee for the Series 65 Test

Pass the Series 65 and become a Registered Investment Adviser - Guaranteed.

Full Support with one on one tutor help

20 subjects covering the full Registered Investment Adviser Curriculum with topic tests in each area of study. The training provides 8 final exams and over 1100 questions



START THE 65 COURSE HERE - FULL refund if you fail the real exam.

American Investment Training

Series 6 Sponsor - Series 7 Independent Broker Setup Sponsorship

Become an independent Series 7 broker or series 6 broker with sponsorship as an independent financial adviser and stockbroker

If you are starting a broker or advisor career, this book will help you. This industry is too large to rely on heresay or what one particular brokerage firm is telling you. We work with hundreds of them - training their employees for the Series 7, Series 6 and other exams. Most firms are not all the same. Your career goals and specialties may not be the same.

Features include:

Introduction to a career as a stockbroker and financial advisor
How companies hire
Firms to avoid
Discussion of all licenses and ones you should consider
Working as an Independent Broker
How Large firms and small work
Insurance and Investment Product Carriers
and More career information....
Series 7 Sponsorship
Series 6 Sponsor

Building a career as a Financial Advisor, Insurance Broker or Stockbroker requires pre-knowledge information in not only the requirements, but understanding truly what it takes to succeed as a broker or financial planner. This book cuts through the haze of the snippets of information you find on the Internet. It not only speaks to how to become a stockbroker, but discusses the types of firms to choose from, the salary to expect, the commission structures and more.

Series 7 Sponsorship and information on how to become an independent financial planner are discussed.

BROKER GUIDE BY EMAIL HERE:

https://squareup.com/store/h-internet-international/item/broker-guide


American Investment Training

Financial Adviser Job - Independent Investment Advisory Trainee for Hire Jobs

Global independent Investment Advisory firm is looking for financial advisers who can work independently. NO EXPERIENCE REQUIRED - WE TRAIN YOU.


Licensing is required before being considered for this job and career. You can work as an independent adviser through our company at your location.

Great opportunity for:

CPA's
Attorneys
Mortgage brokers
Real Estate agents
Insurance brokers
Pension and retirement planning consultants
Other financial sales people

or anyone who feel they have the drive and motivation to succeed.

We are looking for financial advisor trainees in New York, Florida, California, and other select areas nationally and worldwide.

We pay monthly salary plus commission once you are licensed.

Earn 6 figures charging fees for investment management. We show you how.

Reply to aitbroker at gmail.com with resume and questions regarding the required license to legally work for as an Independent investment adviser.

AIT Financial Brokers and Investment Advisory
New York

American Investment Training - Series Exam Broker Training

American Investment Training is a full service Broker Training company providing online courses, tutorials, books and software, virtual classes and much more for all FINRA Series Exams. These Include the Series 7, Series 3, Series 65, Series 66 and all manager - principal licenses.

American Investment Training offers licensing and broker test education for the Series 7 Exam. We offer prep courses for the Series 65 Exam and all other FINRA Exam Courses. AIT has study course training for the CFA Exam. AIT also has FX Forex Trading Platforms and Futures Commodities Trading for individual investors or professional traders. AIT provides Group on site FINRA and Sales Training to firms all around the world. Classes for Series 7, Series 24 and more.

SERIES 3 - Futures and Commodities Exam

SERIES 4 - Registered Options Principal Exam

SERIES 6 - Investment Co./Variable Contracts Exam

SERIES 7 - General Securities Representative Exam

SERIES 9/10 - General Sales Supervisor Exam

SERIES 11 - Assistant Representative Exam

SERIES 14 - NYSE Compliance Supervisor Exam

SERIES 23 - General Securities Sales Supervision Exam

SERIES 24 - General Securities Principal Exam

SERIES 26 - Investment Co./Variable Annuities Principal Exam

SERIES 27 - General Securities Financial/Operations Principal Exam

SERIES 30 - Futures Branch Managers Exam

SERIES 31 - Futures Managed Funds Exam

SERIES 34 - Retail Off Exchange Forex Exam

SERIES 51 - Municipal Fund Securities Limited Principal Exam

SERIES 53 - Municipal Securities Principal Exam

SERIES 55 - Registered Equity Trader Exam

SERIES 56 - Proprietary Trader Exam

SERIES 62 - Corporate Securities Representative

SERIES 63 - Uniform State Law Exam

SERIES 65 - Registered Investment Adviser Exam

SERIES 66 - Combined Investment Adviser/State Law Exam

SERIES 87 - Registered Research Analyst (Regulations) Exam

SERIES 99 - Operations Professional Exam


AMERICAN INVESTMENT TRAINING

Attorney, Mortgage Broker, CPA's - Become an Independent Series 7 Broker - Find Sponsor for licensing

Estate Attorneys, Lawyers, Mortgage Brokers and more.... Become an Independent Securities Broker!


Estate Attorney Series 7

We help estate attorneys or any law firm with investment or insurance client potential to get set up with a Series 7 license and/or Series 65 to work as independent brokers. You can arrange for sharing of client revenue and possible licensing for yourself as a Series 7 or Series 65 Financial advisor or insurance agent.

This opportunity is best for:

This indepenent opportunity with our firm is best for people including:

Licensed and Producing Brokers
CPA's
Attorneys
Mortgage brokers
Real Estate agents
Insurance brokers
Pension and retirement planning consultants
Other financial sales people

American Investment Training
Learn how by getting the "How To Become a Broker" EGUIDE GET IT HERE

Mortgage Brokers - Independent Series 7 Rep

Hauppauge, NY — American Investment Training (AIT), a leading securities training company announces a new program that will allow mortgage brokers, processors and real estate agents to become independent investment brokers as an addition to their current business. This program is best for mortgage companies that have clients to offer securities or give investment advice to their clients for compensation.

CPA’s have had successful arrangements with broker dealers for several years. The accounting field has thousands of CPA’s that are Series 7 licensed currently working with AIT and other investment firms.

“Being able to offer investment services can be a big plus to the earning potential of the individual and the mortgage company, without the cold calling”, says Nick Hunter, CEO of American Investment Training.

AIT is looking to add over 100 mortgage brokers and groups nationwide over the next year to become licensed securities brokers as an addition to their existing business. These individuals would get sponsored for their Series 7, Series 65 and any other relevant licenses needed through AIT’s FINRA firm. “With competition increasing and the environment changing in the mortgage field, the opportunity to platform off of their existing customers into investments has given many loan and real estate brokers a great avenue to earn more money”, says John Olsen - Vice President of AIT.

Mortgage brokers and companies looking to explore this opportunity would speak with AIT regarding their client and business. If the loan broker wants to move forward, they would begin a process of obtaining their securities license – most likely the Series 7 to start. This is a 250 question multiple choice exam. When passed, the person would be a licensed “Registered Representative”. A registered representative can trade securities for commissions.

A Series 65 licensed person is a Registered Investment Advisor. An RIA can manage money and charge fees for the assets managed, instead of trading for commission. “A good thing about the Series 65 is a person can refer business to a broker dealer and get residual commissions from that broker dealer, if they choose not to do the investment business themselves. It allows for separation, which some real estate and mortgage companies may want”, says Hunter.

American Investment Training (AIT) www.aitraining.com is a leading provider of Finra training courses for investment licensing, insurance courses, CPA, CFP and more. They set up independent brokerage offices through their firm.

Financial Advisors - Sponsorship for FINRA Exams

Start up a FINRA NASD firm office or add to investments to an existing business

Setting up an independent branch of an existing firm allows you to maintain your core CPA, law, real estate, mortgage, insurance or investment related business. You will simply have an option to market securities to your existing clients and clear the trades through our firm. You will receive monthly commissions on everything you earn.

If you are a financial professional or existing stockbroker, investment or insurance representative with clients, our firm is interested in helping you set up your own stockbroker office through us.

This independent opportunity with our firm is best for people including:

Licensed and Producing Brokers
CPA's
Attorneys
Mortgage brokers
Real Estate agents
Insurance brokers
Pension and retirement planning consultants
Other financial sales people
If you do not want to work for a broker dealer directly, but you do want to get licensed as an investment adviser, you should take the Series 65. The 65 does not require a sponsor and you can give advice to your clients on a fee based agreement, instead of commissions. Registered Investment Advisors also can receive fees on referrals given to licensed brokers.

If you are a licensed Series 7 producer and want or need a change - We can set you up with the right independent stock broker dealer for you. We work with many firms and will only recommend the right firm for you. Our Brokerage Firms are registered in all 50 states.

If you are a licensed Insurance producer - Our main firm is a fortune 500 company with the most comprehensive array of insurance and variable products in the business. Fully licensed people are considered first. Please note as much about your business production as possible.

Become an Independent Broker

CPA and Accountant Sponsorship for Series Licenses

An accounting professional or CPA has a unique business where they are a trusted source of financial information. Becoming a licened (Series 7, Series 66 or other) financial advisor or broker allows many of them to earn commissions or referrals. To become licensed, the CPA must be hired and sponsored by a registered brokerage firm (FINRA NASD).

American Investment Training has set up hundreds of successful accountants and tax professionals as independent brokers and Series 7 sponsorship. This gives the CPA tremendous upside earning potential.

AIT's primary firms are specialists in 401k planning, annuities, mutual funds, life insurance and other retirement products. Our accountants have their own office, but are able to clear through a large full service brokerage firm and earn commissions ongoing. These firms will sponsor the right type of CPA professionals who have a successful business plan, clients and a desire to build a broker or advisory type business.

The independent broker opportunities for CPA's and other tax accountants are availabel in most states including New York, New Jersey, Massachusetts, Connecticut and more.

Independent Series 7 Broker





GET THE INDEPENDENT BROKER AND SPONSORSHIP GUIDE EMAILED TO YOU HERE!

Finance Jobs - Investment Banking, Stockbroker Career and Trading Jobs

Brokerage firms, investment banking and trading firms are hiring at a strong pace for people looking to enter the finance and investing - broker field.

For many of these jobs, no experience is needed. A job with a brokerage firm or other investment institution can provide unlimited income opportunities.

American Investment Training offers the most substantial FINANCE CAREER AND BROKERAGE JOBS ON FACEBOOK for updates, job openings, training courses, advice and much more. LIKE THE PAGE AND GET JOB AND CAREER NEWS AND UPDATES.

You can reach us direct by messaging through our page.

Brokerage firms come to us for recruiting assistance and provide us with Stockbroker Trainee jobs, Equities Trading, Futures and Forex positions, financial planner jobs and a LOT more.

We post these updates on the official FINANCE CAREER and Jobs Page



Get all the trader and broker information you need.

Also, please consider getting our very popular "How To Become a Successful Broker" E guide. This includes Sponsorship for the Series 7 exam, how to become an independent broker, breakdown of all the exams and a lot more!

You can get that here: Broker and Investment Adviser Book - Emailed and yours to reference and keep forever! VERY VALUABLE "INSIDER" RESOURCE.

Series 3 Commodities Broker License - Study Prep Training Course

Becoming a Series 3 futures and commodities broker is a straight forward process. There is NO Sponsorship required. American Investment Training and Finance Career provides full tutor and email support with the FULL BOOK AND SOFTWARE TRAINING COURSE.

The Study Materials for the Futures and Commodities License is designed for home or self study. The Series 3 material is carefully divided into sections with practice test questions following each chapter. We provide updated Series 3 Test questions with answer explanations. Practice Final exams are included with the course book. The CD program offers additional chapter and final exams. The Book and CD combination course is the recommended method for most students.

This is the complete Series 3 Book and CD Test Simulator combo course from American Investment Training. It is fully updated in it's 20th edition with "exam tough" practice questions and full study text. The exam software contains additional Series 3 Practice questions. Standard Shipping only. Allow 3-5 business days.

Study Book with over 200 pages - over 500 Chapter and Final Exam questions with detailed Answers.
Two simulated Final Exams with complete explanations.
Computer CD Test Simulator - multiple chapter exams with explanation for each 10 chapters. 5 Final exams with explanations.

YOU CAN PASS THE SERIES 3 WITHIN 30 DAYS WITH OUR COURSE

Please go to: SERIES STUDY PREP COURSE
to purchase and start right away.

Exam given daily at location worldwide

Get a Series 7 Sponsor For The Licensing Exam

Sponsorship is required to take the Series 7 test. Many people who wish to become an independent broker will look to take and pass the registered representative exam.


American Investment Training provides the popular "How To Become a Successful Broker and Adviser" Guide to get connected with brokerage firms, signed up as an independent and receive sponsorship for the Series 7.

This Package includes:

The full E Guide that contains information on:


Learn all you need to know to succeed as a stockbroker
Build up your resume before you get a job
Know the financial firms to work with
Exams To Take
Best firms to operate as an independent
Markets to work in
Securities industry phone numbers
List of sponsoring national brokerage firms
Become an independent stockbroker with Series 7 Sponsorship
History and current trends in the industry
Getting sponsored for the Series 7

Also:

Full Exam outlines for the Series 7, Series 65, Series 63

If you are starting a broker or adviser career, this E guide book will help you. This industry is too large to rely on rumor or what one particular brokerage firm is telling you. We work with hundreds of them - training their employees for the Series 7, Series 6 and other exams. Most firms are not all the same. Your career goals and specialties may not be the same.

Building a career as a Financial Adviser, Insurance Broker or Stockbroker requires pre-knowledge information in not only the requirements, but understanding truly what it takes to succeed as a broker or financial planner. This book cuts through the haze of the snippets of information you find on the Internet. It not only speaks to how to become a stockbroker, but discusses the types of firms to choose from, the salary to expect, the commission structures and more.



GET THE BROKER GUIDE HERE!

Life and Health Insurance CFP CE - Continuing Education Insurance Agent Credits

This course provides a comprehensive, in-depth study of life and health insurance principles and coverages. It is directed at insurance practitioners who have a basic understanding of these topics and want to delve deeper into the policies and practices that constitute the foundation of their industry and profession. The course begins by examining the fundamental principles around which the life and health insurance industry developed and includes a discussion of three important topics: risk and its selection by an insurer; the contractual nature of insurance products; and the concept of agency. Having established a general foundation, the course then considers various specific topics designed to familiarize readers with a range of insurance products and insurance-related concepts. The course concludes with an in-depth discussion of professional ethics applying to life and health insurance agents.

This is an intermediate-level course. Upon completion, students will be able to:

identify the contractual nature of insurance products and the concept of agency
explain how insurers and producers are regulated at the state and federal level
recognize the basic characteristics and benefits of various types of life insurance, health insurance, and annuities
describe the tax treatment of life insurance, health insurance, and annuity contracts
compare the basic types of life insurance companies
calculate an individual’s personal life insurance needs
cite the primary business uses of life and health insurance
summarize the principal similarities and differences among the various types of tax-advantaged retirement plans
compare the features and eligibility requirements of insurance programs that are designed for seniors
recognize the ethical principles that should guide every insurance producer’s professional activities

For this and all CFP Certified Financial Planner CE Courses
Visit
American Investment Training CFP CE Training List

Series 7 Tutor and Training - Global coaching and tutoring for the Series 7 and all FINRA Exams

If you are having difficulties or you are finding time to study on your own, American Investment Training can provide a personal private tutor via the Internet and Phone. They are customized to fit the hours and needs that you have. It is available for the Series 7, Series 65 and most FINRA Broker exams.

Test Help

Whichever exam you are studying for or test you are taking, a tutor is available to help you pass the Series 7 - Series 6 or other Licensing exam.

We provide phone and Internet tutor help and email support throughout the time you are preparing so you will be 100% confident and ready. Let us be your coach.

Hours and Rates determined on an individual basis.

Broker Career Help

In addition to the private tutor and personal exam training services, we can also coach and train on connecting to brokerage firms or how to set up your won firm. We have programs to get your license working for you with a firm.

PASS THE SERIES 7 AND ALL FINRA EXAMS WITH HELP

Series 7
Series 66
Series 65
and more.....

Contact American Investment Training or call our lead tutor at 631-848-1699 and ask for Nick

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Institutional Bond Trading - How To Sell Government Bonds as a Broker

Many brokers who enter the securities business are not in the stock market. They are in the bond market. Bond Brokers sell Government Securities and large (Jumbo CD's) to Institutions and help mange their portfolios. These brokers sell to Banks, Credit Unions, Trust Departments and other Institutions.

The pay off can be very rewarding and ongoing. Learning how to get in with these large customers is the key. The product is not difficult. But the Ebook below through American Investment Training will cover the types of securities these institutions buy. There are many types of bonds that these large clients do not buy.

One huge benefit to being a Bond Broker is the fixed maturity of Bonds. They have an end date. A maturity date - unlike stocks and other equities, so the re-investment aspect of rollover money allows a Bond Broker to make repeated money on the same amount each time bonds mature.

SAMPLE FROM THE "HOW TO SELL BONDS TO INSTITUTIONS" E-BOOK regarding CD's:

"Banks and other institutions buy CD’s offered by other banks. If you have banks that buy CD’s, and you have a bank that needs money, you can earn from that. Lets say your investing bank is looking for a 3% 5 year CD (don’t be alarmed by the low rates, as of this printing, interest rates are at all time lows), The bank that is looking for money is offering a rate of 3.25%. You can approach the deposit bank with providing them a $100,000 deposit, not to exceed their total cost of 3.25%. You ask them if they pay for deposits, if they do, you tell the bank to issue the CD to your bank at 3%, and then you bill the deposit bank the .25 point spread between their cost and the CD rate you are giving to your customer. A .25 point for a 3 year CD is $750. What if you had 10 banks interested in 3 year CD’s? That’s $7500. Your client banks would wire the money in.

Each deposit is fully insured, the bank sends them a receipt, and your done. You also could do this with banks that are not as loaned out, but are looking to make a spread between their deposit rates, and a higher fixed income investment that you have. Let’s say there is a 4% corporate bond for 3 years that is available, and the deposit bank is paying 3.25% for 3 year deposit CD’s. If you can provide the bank with a CD at a total cost of 3.25%, and then take that money and invest it in a corporate bond, you made a spread for the bank, and you made money on both ends. The deposit spread, and the mark up on the corporate bond trade. These kinds of trades are simple to present and execute. The one objection you will encounter from some is the bank does not accept “Brokered Deposits”. Brokered Deposits are large time deposits that are listed as “brokered”, meaning, it was arranged through a broker. Some banks only consider deposits as brokered if they pay a fee for the deposit."

This guide also covers:

Institutional Bond Trading
Institutional Bond Network
Institutional Bond Sales
Who Sells US Savings Bonds
How to Sell Us Bonds
bond broker salary

Bond Brokers Trade in amounts of $250,000 - $500,000 - up to several or tens of millions! And these are normal trades in that market. You can be dealing with these trades within your first months trading bonds.

GET THIS VERY VALUABLE GUIDE. $25.00 and emailed to you. Keep ongoing!



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How To Sell Bonds To Institutions

Selling Stock Short with Stock Options (Long Calls) - Options with Stock Strategy

People who establish a short stock position are bearish on the position. They anticipate the shares to decline. Using options to compliment this position can be used as either protection or income. You can either Short Puts or Buy Call Options. Each will provide a different hedge, but both of those option choices are bullish positions and can act as appropriate hedges - whether the goal is income or protection. This example will use a short sale of stock and the buying of a call option to protect it.

Example:

Short 100 shares BHN @ $75

This investor is hoping for a decline in BHN stock. When you sell stock short, you will eventually close the position like a normal stock purchase and sale later - but shorting stock is done in the reverse order. There is also unlimited risk when selling shares short because money is lost when the stock rises and there is never a ceiling on how high a security can rise.

Protecting this short sale with a Long Call Option Contract

If the risk in the main position is an increase in the market, to protect it, a hedge or stop loss must be used. In this case, the trader will use buy a call option.

The hedge will look like this:

Short 100 Shares BHN @ $75
Buy 1 BHN DEC 80 Call for $200

There are benefits and downsides to buying this call option. Unlike a normal “stop loss” order that can be triggered and executed without your direction, a call option can only be exercised when the buyer chooses. “Exercising” meaning the buyer has the right to buy 100 shares of the shares at $80. The downside is the option is more expensive. In this case, the cost for the contract is $200 - which is an immediate loss. There is also an expiration date on the contract. The short stock is covered (hedged) out to December.

Maximum Gain

The maximum gain for a short stock position is the stock declining to ZERO. If there was no additional option cost, the maximum gain would be $7500. But because the contract cost the trader $200, that must be shaved off the gain potential. The Maximum gain here is $7300.

Maximum Loss

The maximum loss would normally be unlimited if the short stock was left unprotected. The call option guarantees a buy back price of the stock at $80, so the maximum loss is the difference between the short sale at $75 and the buy back at $80 PLUS the premium spent on the option. The maximum loss formula works out to $700 in this case.

The breakeven

The Break-even is the point where is no gain or loss. The stock was shorted at $75 and the profit is a decline in the market, but the $200 premium needs to be deducted. The Break even is $73

LEARN HOW TO BECOME A STOCKBROKER AND GET YOUR SERIES 7 LICENSE!

Pass The Series 7 Exam GUARANTEED. Special Online Portal for Series 7 Students

If you think you cannot pass the Series 7 for whatever reason, THIS course portal guarantees you will! 100% pass guarantee. Other exam courses available:

This Series 7 training course is a 100% pass guarantee online module. If you fail the exam, WE refund the course cost.

The course is comprised of 18 modules

Online Topics/subjects include:

Online topics include:

Intoduction to the Series 7 Test
Equity Securities
Bonds and Debt
Margins and Customer Accounts
Trading
Municipal Bond Securities
Investment Companies and Mutual Funds
FINRA Regulations and Law
Financial Statements and Balance Sheet
Taxes and Retirement Planning
Direct Participation Programs (Limited Partnerships)
Options
4 Series 7 midterm exams for maximum study prep,

5 Series 7 mini-finals,

4 extra print-based final exams

6 final exams.

Modules — each Series 7 Section is comprised of the following:

Subject Lesson — the lesson is available in both an online format and a print (PDF) format; the content of each is identical, and you should read one version or the other, depending on your preference.

Executive Summary — the key points of each lesson are presented in bold red print in the lesson, and are also found in the Executive Summary at the beginning of each lesson. You should read the Executive Summary to familiarize yourself with these key points, then read the lesson to gain more insight into the material. You should re-read the Executive Summary after completing the quizzes for each module.

Series 7 Tutorial — each module includes recorded PowerPoint tutorials with audio. These tutorials are an invaluable and necessary part of each module.

INCLUDES GREENLIGHT EXAMS!

START THE COURSE HERE - NO RISK. This is American Investment Training's HIGHEST PASS RATE Training Program available.

Begin with link above or learn more here: SERIES 7 ONLINE

Open End Mutual Funds Tutorial

Investment companies - including open end mutual funds are covered on the Series 6 and Series 7 exams.

“What is a Mutual Fund?”

A Mutual Fund (also called “Open End” Funds) is a company that invests money for their
shareholders. They usually offer strong diversification and are managed professionally. They
are called “Open End” because they are always issuing new shares of their fund. There is no
secondary market. An Agent (acting as a broker) representing a Mutual Fund will sell shares
of a fund but the transaction is facilitated by the fund company itself. For instance, if you want
to buy a mutual fund offered by “Fidelity Mutual Funds”, you must purchase it through an
Agent who represents them directly. You can’t just call any broker and buy Funds the way you
buy stock. There are thousands of different funds. You can buy a fund that fits your
objectives.

Mutual funds that have blue chip stocks, penny stocks, bonds or a mix in their portfolio is still considered an open end fund and the price will not be set until all the securities have settled their value at the end of the day. There are also other price consideration issues such as:

Sales Charge - what the fund charges to buy or perhaps when sold. There are also no-load funds where a sales fee is not charged.

Redemption Fee - Some open end mutual funds will charge a fee to redeem the shares of the fund. Many times this fee is in place when the buying sales charge is low or there is no sales charge going in.

Some types of funds include:

INCOME FUND - Specializing in buying stock in established companies (IBM, Philip Morris
etc.) or Bonds that generate interest income. These funds will normally pay good dividends
because they are receiving income from the investments themselves.

GROWTH FUND - Invested in emerging or growth companies. The fund buys companies
that they feel have good potential in the future. These funds, although low paying with respect
to dividends, have the greater potential to increase in share value.

SECTOR FUND - Invests in a particular sector or industry such as: Energy, Technology or
Internet only. These funds are less predictable since their performance is solely based on the
performance of that particular sector of the market.

“How do I get a job as a Mutual Fund Agent?” and other employment answers - including Series 6 or Series 7 Sponsorship:

Get the: How to become a successful stockbroker E-Guide!

Series 7 Sponsorship - How To Get Sponsored For The Series 7

One of the challenges incoming stockbroker trainees face is the Series 7 and how to get the license. When you are hired by a brokerage firm, the brokerage firm you are joining will most likely sponsor you to take the Series 7 exam. But, what if you want to obtain the license BEFORE you get hired.

There are ways to get sponsored for the Series 7. American Investment Training published an EBook titled "How To Become a Successful Broker and Adviser" a few years ago and it has been updated several times. It covers ways you can take the exam while passively connected to a sponsoring brokerage firm - so you can take the exam. You would be responsible for the exam fees and filing fees, but you can have the Series 7 license in hand. That EBOOK can be ordered HERE: Broker Guide from American Investment Training

This can be huge in hiring opportunities for the broker. A Series 7 carries much more weight when applying for jobs. Many firms don't want to go through the waiting for a new broker to become licensed. It's just easier for them to have YOU licensed first.

The Ebook goes through all the licensing exams - not just the Series 7. Knowing how the process works and understanding the licenses and markets you can take advantage of is very important. You want to work in the securities that you feel has the best potential.

Some of the other features in guide include:

Learn all you need to know to succeed as a stockbroker
Build up your resume before you get a job
Know the financial firms to work with
Exams To Take
Best firms to operate as an independent
Markets to work in
Securities industry phone numbers
List of sponsoring national brokerage firms
Become an independent stockbroker with Series 7 Sponsorship
History and current trends in the industry
Getting sponsored for the Series 7
Full Test Outline

If time is money and sponsorship licensing is a priority for you, then you should get all the information you need before approaching firms. It can also be used for ongoing reference and use.

Broker Guide Ebook - $20 one time for life.

Convertible Corporate Bonds - Convertible Debentures

Some of the math - formula questions on the Series 7 and that you will need to study a little on is convertible corporate bonds. These are bonds that can be converted into common stock of the issuing corporation at a set conversion price. The exam will have you do some calculations and present scenarios.

Debentures

Corporate debt that is backed by the full faith and credit of the issuing company are known as debentures. Corporate debentures are rated by companies for credit quality. You can buy investment grade or speculative bonds.

Secured corporate bonds are backed by an asset or collateral. When a bond is secured, it is backed by collateral. That collateral could be cash, securities, real estate or equipment.

Corporate bonds can be callable by the issuer. Call dates can be placed on the bond and this allows the company to redeem the bonds early beginning on set dates and at set redemption prices. This is normally not a good feature for investors, because an issue is normally called when interest rates are low - lower than your coupon rate. The main reason debentures or bonds in general are called, is because the issuer wants to refinance their debt at a lower rate. When this happens, the investor is faced with having his money (par) returned early, but the higher paying bond is no more. To make matters worse, interest rates are lower in the market, so finding a suitable replacement will be difficult, if not impossible. Callable bonds to pay a higher yield though, so for some the risk is worth it.

Convertible

Some bonds issued by corporations are convertible into common stock of the issuing company. This conversion feature acts as an incentive for the bondholder. The company is hoping the investor eventually converts into the common stock of the company. The investor finds convertible corporate issues attractive, because they have an option to buy stock in the company at a fixed conversion price.

Converting a bond is based on par value and the fixed conversion price that appears on the bond. The conversion price is not the price the stock is purchased at. So, it is unlike a "Stock Option". The time to convert is the investor's choice. An example:

A customer owns ABC convertible bond that is selling in the market at $1040 or $104, the common stock is selling at $54 and the conversion price is $50. The investor would like to convert, but will only do so when the stock value is trading above the bond value. "Parity" would occur when the bond and stock are equal. The first thing you must find out is the amount of shares the customer is entitled to. We get that by dividing the conversion price into the par value of the bond ($1000). $1000 divided by 50 equally 20.

The investor can convert out of the bond into 20 shares of stock - no more no less. The stock is currently trading at $54, so the the stock value is found by multiplying 20 (shares) by $54 (stock value), which equals $1080. $1080 is above the bond selling price of $1040, so converting at this time would meet the customer's objectives of converting only when the stock value was above bond value or "above parity".

Series 7 Full Study Prep!

401K plans - Understanding Defined Contribution Plans, 401 K Company Retirement Accounts

The Series 7 and other securities, adviser and principal exams will ask questions on 401k plans and retirement accounts.

401k Accounts

401 k accounts are a type of defined contribution account.

A corporate retirement plan where the employee contributes a defined amount based on earnings or other factors. It is a tax qualified retirement plan. Eventual investment and retirement value of the account may be transferred or rolled over into another corporate plan.

These are different from defined benefit set ups where the amount put in by and for the employee is packaged with years of service, salary and other factors to calculate a monthly benefit. Contribution retirement accounts are taken out, transferred or people can do a rollover.

The years of service and amount of contributions will effect the account balance and asset allocations are a factor in the performance of the investments and rate of return. This is also true in defined benefit corporate retirement plans.

Contribution plans like 401k's and group IRA accounts are much more popular than benefit arrangements nowadays. With much of the workforce employed with small business or non union type companies, the need for providing a fixed monthly benefit at retirement and calculating that benefit over time is less appealing to a company when a 401k or other employee controlled plan is easier for the company.

Many people feel it is because of the growing aspects of defined contribution plans that less people are saving enough money in their retirement accounts.

Retirement Planning Help or Questions

401 k Rollovers

401k plans have some specific rollover and transfer rules and procedures. A rollover is when money is taken out of a 401k or other qualified retirement plan and "rolled over" into another type of qualified plan. These other plans include IRA's. Each time a rollover is done out of a 401k plan, it must be completed within 60 days and the money may not be cashed or placed in another account during that time. Rollovers can only take place once a year. An account transfer does not have to follow the 401k rules and guidelines. An account transfer is when a 401k plan is moved from one brokerage firm to another. Loans may be also taken on 401k balances. Cash withdrawals are subject to the pre 59 1/2 years old IRS standard penalty of 10% on the amount withdrawn and the total amount is taxed as ordinary income for tax purposes.

Vesting

The vesting period in a 401k investment account is the time the employee must fulfill their years to ne 100% vested. This means all contributions made by the company under the plan are 100% available to the person should they leave their job. The vesting period under these accounts can vary. Usually this period runs 5 years.

Investments

The securities account or investments within the 401k are varied with each plan or company. Usually, the employee will have a wide array of mutual fund or other fund choices to dedicate investment money to. The investor can change the allocation and choices in the 401k as they see fit. Rates of return and retirement value will vary with the performance of the securities in the investment account.

For employees and employers in a company contribution plan, the vesting period is an important period of time. A retirement account, like a 401k that is provided by a company (employer) is largely done as an incentive or loyalty benefit.

Being vested or 100% vested is on the part of the employee. If the employee remains with the company for a set number of years - as stated when they signed onto the plan, then the contributions made by the employer are now 100% the employee's. This vesting period can be set up a number of ways but is usually 5 years.

When the employee makes a 401k contribution, that money in the account is always 100% for the employee and would be available to the person for any rollover or job switch - as long as it is permissible for tax reasons. The amounts matched by the employer in the retirement account may only be partially under the worker's benefit to rollover or move. This depends on the vesting schedule and how long the person has remained with the company.

This vested part of the account is no all or none. An employee can be 40% vested, 70% vested etc. They do not have to be 100% to gain some of the company contributions made into the retirement account.

The period is not a long time for most employees and it is only fair for a company to have a set period of stay before the money the business has contributed to you is 100% yours. Filling this period of time is a normal part of 401k retirement account planning.