Sunday, February 21, 2016

Series 7 Sponsorship - How To Get Sponsored For The Series 7

One of the challenges incoming stockbroker trainees face is the Series 7 and how to get the license. When you are hired by a brokerage firm, the brokerage firm you are joining will most likely sponsor you to take the Series 7 exam. But, what if you want to obtain the license BEFORE you get hired.

There are ways to get sponsored for the Series 7. American Investment Training published an EBook titled "How To Become a Successful Broker and Adviser" a few years ago and it has been updated several times. It covers ways you can take the exam while passively connected to a sponsoring brokerage firm - so you can take the exam. You would be responsible for the exam fees and filing fees, but you can have the Series 7 license in hand. That EBOOK can be ordered HERE: Broker Guide from American Investment Training

This can be huge in hiring opportunities for the broker. A Series 7 carries much more weight when applying for jobs. Many firms don't want to go through the waiting for a new broker to become licensed. It's just easier for them to have YOU licensed first.

The Ebook goes through all the licensing exams - not just the Series 7. Knowing how the process works and understanding the licenses and markets you can take advantage of is very important. You want to work in the securities that you feel has the best potential.

Some of the other features in guide include:

Learn all you need to know to succeed as a stockbroker
Build up your resume before you get a job
Know the financial firms to work with
Exams To Take
Best firms to operate as an independent
Markets to work in
Securities industry phone numbers
List of sponsoring national brokerage firms
Become an independent stockbroker with Series 7 Sponsorship
History and current trends in the industry
Getting sponsored for the Series 7
Full Test Outline


If time is money and sponsorship licensing is a priority for you, then you should get all the information you need before approaching firms. It can also be used for ongoing reference and use.

Broker Guide Ebook - $20 one time for life.



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