Estate Attorney Series 7
We help estate attorneys or any law firm with investment or insurance client potential to get set up with a Series 7 license and/or Series 65 to work as independent brokers. You can arrange for sharing of client revenue and possible licensing for yourself as a Series 7 or Series 65 Financial advisor or insurance agent.
This opportunity is best for:
This indepenent opportunity with our firm is best for people including:
Licensed and Producing Brokers
CPA's
Attorneys
Mortgage brokers
Real Estate agents
Insurance brokers
Pension and retirement planning consultants
Other financial sales people
American Investment Training
Learn how by getting the "How To Become a Broker" EGUIDE GET IT HERE
Mortgage Brokers - Independent Series 7 Rep
Hauppauge, NY — American Investment Training (AIT), a leading securities training company announces a new program that will allow mortgage brokers, processors and real estate agents to become independent investment brokers as an addition to their current business. This program is best for mortgage companies that have clients to offer securities or give investment advice to their clients for compensation.
CPA’s have had successful arrangements with broker dealers for several years. The accounting field has thousands of CPA’s that are Series 7 licensed currently working with AIT and other investment firms.
“Being able to offer investment services can be a big plus to the earning potential of the individual and the mortgage company, without the cold calling”, says Nick Hunter, CEO of American Investment Training.
AIT is looking to add over 100 mortgage brokers and groups nationwide over the next year to become licensed securities brokers as an addition to their existing business. These individuals would get sponsored for their Series 7, Series 65 and any other relevant licenses needed through AIT’s FINRA firm. “With competition increasing and the environment changing in the mortgage field, the opportunity to platform off of their existing customers into investments has given many loan and real estate brokers a great avenue to earn more money”, says John Olsen - Vice President of AIT.
Mortgage brokers and companies looking to explore this opportunity would speak with AIT regarding their client and business. If the loan broker wants to move forward, they would begin a process of obtaining their securities license – most likely the Series 7 to start. This is a 250 question multiple choice exam. When passed, the person would be a licensed “Registered Representative”. A registered representative can trade securities for commissions.
A Series 65 licensed person is a Registered Investment Advisor. An RIA can manage money and charge fees for the assets managed, instead of trading for commission. “A good thing about the Series 65 is a person can refer business to a broker dealer and get residual commissions from that broker dealer, if they choose not to do the investment business themselves. It allows for separation, which some real estate and mortgage companies may want”, says Hunter.
American Investment Training (AIT) www.aitraining.com is a leading provider of Finra training courses for investment licensing, insurance courses, CPA, CFP and more. They set up independent brokerage offices through their firm.
Financial Advisors - Sponsorship for FINRA Exams
Start up a FINRA NASD firm office or add to investments to an existing business
Setting up an independent branch of an existing firm allows you to maintain your core CPA, law, real estate, mortgage, insurance or investment related business. You will simply have an option to market securities to your existing clients and clear the trades through our firm. You will receive monthly commissions on everything you earn.
If you are a financial professional or existing stockbroker, investment or insurance representative with clients, our firm is interested in helping you set up your own stockbroker office through us.
This independent opportunity with our firm is best for people including:
Licensed and Producing Brokers
CPA's
Attorneys
Mortgage brokers
Real Estate agents
Insurance brokers
Pension and retirement planning consultants
Other financial sales people
If you do not want to work for a broker dealer directly, but you do want to get licensed as an investment adviser, you should take the Series 65. The 65 does not require a sponsor and you can give advice to your clients on a fee based agreement, instead of commissions. Registered Investment Advisors also can receive fees on referrals given to licensed brokers.
If you are a licensed Series 7 producer and want or need a change - We can set you up with the right independent stock broker dealer for you. We work with many firms and will only recommend the right firm for you. Our Brokerage Firms are registered in all 50 states.
If you are a licensed Insurance producer - Our main firm is a fortune 500 company with the most comprehensive array of insurance and variable products in the business. Fully licensed people are considered first. Please note as much about your business production as possible.
Become an Independent Broker
CPA and Accountant Sponsorship for Series Licenses
An accounting professional or CPA has a unique business where they are a trusted source of financial information. Becoming a licened (Series 7, Series 66 or other) financial advisor or broker allows many of them to earn commissions or referrals. To become licensed, the CPA must be hired and sponsored by a registered brokerage firm (FINRA NASD).
American Investment Training has set up hundreds of successful accountants and tax professionals as independent brokers and Series 7 sponsorship. This gives the CPA tremendous upside earning potential.
AIT's primary firms are specialists in 401k planning, annuities, mutual funds, life insurance and other retirement products. Our accountants have their own office, but are able to clear through a large full service brokerage firm and earn commissions ongoing. These firms will sponsor the right type of CPA professionals who have a successful business plan, clients and a desire to build a broker or advisory type business.
The independent broker opportunities for CPA's and other tax accountants are availabel in most states including New York, New Jersey, Massachusetts, Connecticut and more.
Independent Series 7 Broker
GET THE INDEPENDENT BROKER AND SPONSORSHIP GUIDE EMAILED TO YOU HERE!
No comments:
Post a Comment