Tuesday, August 25, 2015

Series 7 Sponsorship - Exam Licenses that do not require a Sponsor

This is a copy of our latest career newsletter that we send to our subscribers. It is FREE and goes out a few times a month.
It's a great way to keep up to speed on the brokerage industry, careers, licensing, sponsorship and more. The sign up form is on the side bar of this Series 7 Help Blog

Greetings to our Subscribers, Brokers and Traders.   IMPORTANT Career Info

With Summer ending soon, Brokerage Firms normally amp-up their hiring. Firms can be lazy in the summer :) 

As many of you know, The SERIES 7 needs a pre-hire and sponsorship from a brokerage firm. There are ways to make this easier through American Investment Training and the many firms we work with.

Unlike yrs ago, the Series 7 is not the only license you need, and in fact many financial advisers do not even have a 7 and are making a great living via fee based money management.

Either way, BD's we know WILL sponsor candidates if they can obtain more licenses that DO NOT REQUIRE SPONSORSHIP. We HIGHLY recommend (with our FREE help on registrations) to get these licenses as independents to add to your credentials. Firms need an incentive to sponsor you and minus an active book of clients, they want you to be pro active beforehand.  Firms will not sponsor you if you are not bringing something to the "table". So, let's show them MORE. Below is how:


These are a few of the "self sponsored exams" (no firm or employment needed beforehand) Licenses we recommend if you are looking to enter the brokerage field, expand your credentials for a better job if you are already working for a firm or position yourself to get SERIES 7 SPONSORSHIP:  

SERIES 65 - Investment Adviser  * This is almost a "must get" and it is a pretty simple exam.  The 65 is for money management (fees on assets), where the 7 is for transaction/commission business. Most brokers with clients have BOTH of these licenses. The 65 will immediately accredit you as a REGISTERED INVESTMENT ADVISER. Looks great on a business card, resume and cover letter.  Even if you are in another industry (mortgage, insurance etc.),  you can offer financial services on your own.  This also allows you to share commissions with a broker at any firm you may know. We can help make those connection to students who use us for training! 

SERIES 63 - Uniformed State Law  * All Advisers and Brokers who are doing out of state business or even soliciting must have the 63. Very easy exam that can be passed with our online course or using books/software combos. 
AIT will provide ALL assistance with registration forms, test center locations and all support needed. Once you start the study process, we'll coach you through the rest! Just let us know when you order and we'll keep you on our full and free help list until you are licensed and we assist in your Series 7.
Exam Prep Options:

Series 65 Online Course 
Monitored, Online Tutors and Pass Guarantee. Full refund if you do not pass on the first try
Series 65 Books and Software Combo
 Updated, accurate and offers book and computer/web based learning

Series 63 and all other license training can be found on our full catalog page at  aitraining.com/products.htm

Thank You and all the best $$$ to you
Remember to "like us" on Facebook. Our page is Finance Career
American Investment Training

LOOKING FOR SPONSORSHIP FOR THE SERIES 7 AND SETTING UP AS AN INDEPENDENT BROKER? GET THE GUIDE THAT DOES IT ALL FOR YOU.



GET: "HOW TO BECOME A SUCCESSFUL BROKER AND ADVISER"

No comments:

Post a Comment